REPORT TITLE:
Professional counselors


DESCRIPTION:
Establishes licensure for professional counselors effective
July 1, 2001.  (SD1)

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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THE SENATE                              S.B. NO.           S.D. 1
TWENTIETH LEGISLATURE, 2000                                
STATE OF HAWAII                                            
                                                             
________________________________________________________________
________________________________________________________________


                   A  BILL  FOR  AN  ACT

RELATING TO PROFESSIONAL COUNSELORS.



BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF HAWAII:

 1      SECTION 1.  The legislature finds that the profession of
 
 2 counseling is critical today as people are having many more
 
 3 problems as they are confronted with intensified violence and
 
 4 increased substance abuse.  In general, people who seek
 
 5 counseling are vulnerable and need protection from unskilled,
 
 6 untrained, and ill-prepared individuals.  At present, master's
 
 7 level counselors are unregulated in the State, and there are no
 
 8 special safeguards in place to assure consumers of the quality of
 
 9 service they are receiving.  Being in a vulnerable state, persons
 
10 who receive counseling services that may revictimize them or, in
 
11 other ways, harm them, are unlikely to share this with anyone.
 
12 Those that are revictimized are not empowered to come forward.
 
13 To do so would entail shame and further aggravate the situation.
 
14 Those few who may wish to make a formal complaint often do not
 
15 know where to go, as they would not be likely to receive a client
 
16 grievance procedure from their mental health practitioner.
 
17      Not many people in such a situation have even heard of, or
 
18 would think of approaching, the regulated industry complaints
 
19 office of the department of commerce and consumer affairs.  The
 

 
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 1 department of commerce and consumer affairs has concluded that
 
 2 since counselors are not regulated by licensure, the department
 
 3 cannot offer consumer protection in these situations.
 
 4      The Felix v. Cayetano consent decree demands substantial
 
 5 improvement in the children's mental health delivery system in
 
 6 Hawaii.  A key component of the decree is the inclusion of basic
 
 7 mental health and case management services.  These are areas
 
 8 requiring trained and qualified professional counselors.
 
 9 Presently, a lack of qualified mental health professionals costs
 
10 Hawaii thousands of dollars in transportation costs when
 
11 qualified professional counselors already residing on the
 
12 neighbor islands could provide services at a lesser cost and with
 
13 more community awareness.  Lack of regulation of professional
 
14 counselors prevents the citizens of Hawaii having a choice of
 
15 mental health practitioners if they use their medical insurance
 
16 plans to cover the cost of medically necessary counseling
 
17 services.  It also prevents the State, nonprofit agencies, and
 
18 providers from seeking third-party reimbursement from insurance
 
19 plans when a professional counselor provides counseling services.
 
20      There is approximately a thirty per cent savings in
 
21 reimbursement rates to professional counselors compared to the
 
22 reimbursement rates to licensed psychologists for comparable
 
23 counseling services.  At the same time, professional counselors
 

 
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 1 generally require fewer sessions.  It makes good economic sense
 
 2 for the State, and demonstrates a compassionate concern for the
 
 3 mental health needs of Hawaii's citizens, to regulate
 
 4 professional counselors.
 
 5      In 1998, Congress passed legislation to include professional
 
 6 counselors in the United States Public Health Service Act
 
 7 programs.  The federal government now recognizes professional
 
 8 counseling as one of the core helping professions, along with
 
 9 psychiatry, psychology, psychiatric nursing, social work, and
 
10 marriage and family therapy.
 
11      Both public and private universities in Hawaii have
 
12 established programs to train professional counselors in the
 
13 areas of mental health, rehabilitation, and career and school
 
14 counseling.  Because of the lack of regulation of this
 
15 profession, these institutions are unable to ensure the
 
16 employment of Hawaii's graduates of these programs once they are
 
17 trained in the State.
 
18      There are at least five hundred fifty counselors in the
 
19 State who would be eligible for licensure.  There are nationally
 
20 established criteria for the education, training, and practice of
 
21 counselors.  However, there is no regulation of professional
 
22 counselors even though in Hawaii, they are employed in the
 
23 public, nonprofit, private, and for-profit private sectors.
 

 
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 1 Regulation of the rehabilitation-counseling specialty is provided
 
 2 for in thirty-seven of the forty-six states and District of
 
 3 Columbia.
 
 4      The department of labor and industrial relations, which has
 
 5 a vendor list of rehabilitation counselors who work with workers'
 
 6 compensation claimants, has recently reduced its staff in the
 
 7 oversight unit from twelve to one.  Therefore, this department is
 
 8 unable to furnish the level of service monitoring previously
 
 9 provided.  With the exception of the State's workers'
 
10 compensation program, individuals, insurers, employers, and other
 
11 consumers of service cannot be assured of the credentials of any
 
12 person professing to be a counselor.  Licensure is sorely needed
 
13 to assure quality service.
 
14      The purpose of this Act is to:
 
15      (1)  Set standards of qualifications regarding education and
 
16           experience; and
 
17      (2)  Require licenses for those persons who seek to
 
18           represent themselves to the public as licensed
 
19           professional counselors.
 
20      SECTION 2.  The Hawaii Revised Statutes is amended by adding
 
21 a new chapter to be appropriately designated and to read as
 
22 follows:
 
23                           "CHAPTER  
 

 
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 1                      PROFESSIONAL COUNSELORS
 
 2      § -1 Definitions.  As used in this chapter, unless the
 
 3 context clearly requires otherwise:
 
 4      "Accredited institution" means a university or college
 
 5 accredited by a nationally recognized accrediting agency of
 
 6 institutions of higher education.
 
 7      "Advertise" means the issuing of or causing to be
 
 8 distributed any card, sign, or device to any person, or the
 
 9 causing, permitting, or allowing of any sign or marking on or in
 
10 any building, on radio or television, or by using any other means
 
11 designed to secure public attention.
 
12      "Appraisal" means the use of nonstandardized methods and
 
13 techniques, such as observation and interviewing, for
 
14 understanding human behavior in relation to coping with, adapting
 
15 to, or changing life situations of a physical, mental, or
 
16 emotional nature.
 
17      "Assessment" means selecting, administering, scoring, and
 
18 interpreting instruments designed to assess an individual's
 
19 aptitudes, attitudes, abilities, achievements, interests,
 
20 personal characteristics, and current emotional or mental state
 
21 by appropriately educated, trained, and experienced clinicians.
 
22      "Clinical supervision" means supervision applied to all
 
23 individuals who are gaining the experience required for a license
 

 
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 1 as a professional counselor.  Clinical supervision requires
 
 2 extensive involvement on the part of the supervisor to help the
 
 3 supervisee improve and learn new professional counseling skills.
 
 4 It includes but is not limited to:
 
 5      (1)  Case consultation of the assessment and of presenting
 
 6           the problem;
 
 7      (2)  Development and implementation of treatment plans;
 
 8      (3)  Enhancement of the supervisee's counseling techniques
 
 9           and evaluation of the course of treatment; and
 
10      (4)  Evaluation of the course of treatment.
 
11      "Clinical supervisor" includes licensed psychiatrists,
 
12 psychologists, professional counselors, social workers, and
 
13 marriage and family therapists with at least two years of post-
 
14 graduate experience.
 
15      "Consulting" means the application of scientific principles
 
16 and procedures in psychotherapeutic counseling, guidance, and
 
17 human development to provide assistance in understanding and
 
18 solving a problem that the consultee may have in relation to a
 
19 third party.
 
20      "Counseling treatment interventions" means the application
 
21 of cognitive, affective, behavioral, and systemic counseling
 
22 strategies that include principles of development, wellness, and
 
23 pathology that reflect a pluralistic society.  Counseling
 

 
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 1 treatment interventions are specifically implemented in the
 
 2 context of a professional counseling relationship.
 
 3      "Department" means the department of commerce and consumer
 
 4 affairs.
 
 5      "Director" means the director of commerce and consumer
 
 6 affairs.
 
 7      "Licensed professional counselor" means a person who uses
 
 8 the title of licensed professional counselor, who has been issued
 
 9 a license under this chapter, and whose license is in effect and
 
10 not revoked or suspended.
 
11      "Professional counseling" means the application of mental
 
12 health, psychological, and human development principles to:
 
13      (1)  Facilitate human development and adjustment throughout
 
14           the lifespan;
 
15      (2)  Prevent, appraise, and treat mental, emotional, or
 
16           behavioral disorders and associated distresses that
 
17           interfere with mental health;
 
18      (3)  Conduct appraisals and assessments for the purpose of
 
19           establishing treatment goals and objectives; and
 
20      (4)  Plan, implement, and evaluate treatment plans using
 
21           counseling treatment interventions.
 
22      "Referral" means the evaluation of information to identify
 
23 the needs of the person being counseled to:
 

 
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 1      (1)  Determine the advisability of sending the person being
 
 2           counseled to other specialists;
 
 3      (2)  Inform the person being counseled of such judgment; and
 
 4      (3)  Communicate the information to other counseling
 
 5           services as deemed appropriate.
 
 6      "Rehabilitation counseling" means a systematic process,
 
 7 using the counseling model, to assist the physically, mentally,
 
 8 developmentally, cognitively, and emotionally disabled to set and
 
 9 realize realistic vocational goals.  The process includes:
 
10      (1)  Evaluation of medical, psychological, educational, and
 
11           vocational data together with interview behavior to
 
12           determine skills, abilities, and potential
 
13           opportunities;
 
14      (2)  Utilization of individual group and behavioral
 
15           techniques to foster adjustment to disability and
 
16           achievement of greater self-awareness, knowledge of
 
17           environment, and judgment; and
 
18      (3)  Coordination of multi-disciplinary community resources
 
19           and job placement.
 
20      "Use a title or description of" means to hold oneself out to
 
21 the public as having a particular status by stating the status on
 
22 signs, mailboxes, address plates, stationery, announcements,
 
23 telephone directory advertising, business cards, or other
 

 
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 1 instruments of professional identification.
 
 2      §   -2  Professional counselors licensing program.  There is
 
 3 established a professional counselors licensing program within
 
 4 the department to be administered by the director.
 
 5      §   -3 Powers and duties of the director.  In addition to
 
 6 any other powers and duties authorized by law, the director shall
 
 7 have the following powers and duties:
 
 8      (1)  Grant permission to a person to use the title or
 
 9           description of licensed professional counselor in this
 
10           State pursuant to this chapter and the rules adopted
 
11           pursuant thereto;
 
12      (2)  Adopt, amend, or repeal rules pursuant to chapter 91 as
 
13           the director finds necessary to carry out this chapter;
 
14      (3)  Administer, coordinate, and enforce this chapter and
 
15           rules adopted pursuant thereto;
 
16      (4)  Discipline a licensed professional counselor for any
 
17           cause described by this chapter or for any violation of
 
18           the rules, or refuse to license a person for failure to
 
19           meet licensing requirements or for grounds for
 
20           disciplining a licensed professional counselor; and
 
21      (5)  Appoint an advisory committee consisting of licensed
 
22           professional counselors and members of the public, or
 
23           as determined by the director, to assist with the
 

 
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 1           implementation of this chapter and the rules adopted
 
 2           pursuant thereto; provided that the initial members of
 
 3           the committee who are professional counselors shall not
 
 4           be required to be licensed pursuant to this chapter.
 
 5      §   -4 Fees; disposition.(a)  Application, examination,
 
 6 reexamination, license, renewal, restoration, penalty, and any
 
 7 other fees relating to the administration of this chapter, none
 
 8 of which are refundable, shall be as provided in rules adopted by
 
 9 the director pursuant to chapter 91.
 
10      (b)  Fees assessed shall defray costs incurred by the
 
11 director to support the operation of the professional counselor
 
12 licensing program.  Fees collected shall be managed in accordance
 
13 with section 26-9(l).
 
14      §   -5 Prohibited acts.  Except as specifically provided in
 
15 this chapter, no person shall use the title licensed professional
 
16 counselor or describe oneself as a licensed professional
 
17 counselor without first having secured a license under this
 
18 chapter.  The department shall investigate and prosecute any
 
19 individual using the title or description of licensed
 
20 professional counselor without the proper license as a
 
21 professional counselor.  Any person who violates this section
 
22 shall be subject to a fine of not more than $1,000.  Each day's
 
23 violation shall be deemed a separate offense.  Any action taken
 

 
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 1 to impose or collect the fine imposed under this section shall be
 
 2 a civil action.
 
 3      §   -6 Exemptions.(a)  Licensure shall not be required
 
 4 of:
 
 5      (1)  A person doing work within the scope of practice or
 
 6           duties of the person's profession that overlaps with
 
 7           the practice of professional counseling (for example,
 
 8           the clergy); provided the person does not purport to be
 
 9           a professional counselor;
 
10      (2)  Any full-time student enrolled in a regionally
 
11           accredited educational institution in a recognized
 
12           program of study leading toward attainment of a
 
13           graduate degree in professional counseling or other
 
14           professional field; provided that the student's
 
15           activities and services are part of a prescribed course
 
16           of study supervised by the educational institution and
 
17           the student is identified by an appropriate title
 
18           including but not limited to "professional counseling
 
19           student" or "trainee", "clinical psychology student" or
 
20           "trainee", "clinical social work student" or "trainee",
 
21           "marriage and family counseling student" or "trainee",
 
22           or any title that clearly indicates training status; or
 
23      (3)  Any individual who uses the title "counselor intern"
 

 
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 1           for the purpose of obtaining clinical experience in
 
 2           accordance with section    -7(a)(3).
 
 3      (b)  Nothing in this chapter shall be construed to prevent
 
 4 qualified members of other licensed professions as defined by any
 
 5 law or rule of the department, including but not limited to
 
 6 social workers, registered nurses, psychologists, marriage and
 
 7 family therapists, or physicians, from doing or advertising that
 
 8 they assist or treat individuals, couples, or families consistent
 
 9 with the accepted standards of their respective licensed
 
10 professions; provided that no such persons shall use a title or
 
11 description stating or implying that they are a licensed
 
12 professional counselor.
 
13      §   -7 Application for licensure as a professional
 
14 counselor.  Any person who applies to the department after
 
15 July 1, 2001, shall be issued a license by the department if the
 
16 applicant provides satisfactory evidence to the department that
 
17 the applicant is qualified for licensure pursuant to the
 
18 requirements of this chapter and meets the following
 
19 qualifications:
 
20      (1)  Has a master's degree or doctoral degree from a
 
21           regionally-accredited institution in counseling or in
 
22           an allied field related to the practice of professional
 
23           counseling that includes or is supplemented by graduate
 

 
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 1           level course work comprising a minimum of forty-eight
 
 2           semester or seventy-two quarter hours in the following
 
 3           course areas, with a minimum number of semester or
 
 4           quarterly hours in each course as indicated below:
 
 5           (A)  Human growth and development;           ___
 
 6           (B)  Social and cultural foundations;        ___
 
 7           (C)  Counseling theories and applications;   ___
 
 8           (D)  Group theory and practice;              ___
 
 9           (E)  Career and lifestyle development;       ___
 
10           (F)  Appraisal of human behavior;            ___
 
11           (G)  Tests and measurements;                 ___
 
12           (H)  Research and program evaluation; and    ___
 
13           (I)  Professional orientation and ethics;    ___
 
14      (2)  Has at least two academic terms of practicum experience
 
15           in a counseling setting with three hundred hours of
 
16           supervised client contact;
 
17      (3)  Completes three thousand hours of post-graduate direct
 
18           counseling work with six hundred hours of clinical
 
19           supervision within three years; and
 
20      (4)  Has passed the national certified counselor examination
 
21           or the national certified rehabilitation counselor
 
22           certification exam.
 
23      §   -8 Examination.  (a)  The department shall conduct a
 

 
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 1 licensing examination of applicants at least once a year at a
 
 2 time and place designated by the department.
 
 3      (b)  The department shall administer the national certified
 
 4 counselor examination and the certified rehabilitation counselor
 
 5 examination in compliance with each national regulatory board's
 
 6 standards.
 
 7      (c)  An applicant shall be held to have passed an
 
 8 examination by obtaining a passing score as determined by the
 
 9 director.
 
10      §   -9 Licensure fees.  Licenses shall be valid for three
 
11 years and shall be renewed triennially, with the renewal fee
 
12 being determined by the department.  Any applicant for renewal of
 
13 a license that has expired within one year of the renewal
 
14 deadline shall be required to pay a restoration fee in addition
 
15 to all renewal fees determined by the department.
 
16      §   -10  Renewal of license.  Licenses shall be renewed
 
17 triennially not earlier than ninety days before June 30, with the
 
18 first renewal deadline occurring on June 30, 2004.  Failure to
 
19 renew a license shall result in a forfeiture of the license.
 
20 Licenses that have been so forfeited may be restored within one
 
21 year of the expiration date upon payment of renewal and
 
22 restoration fees.  Failure to restore a forfeited license within
 
23 one year of the date of its expiration shall result in the
 

 
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 1 automatic termination of the license and the person may be
 
 2 required to reapply for licensure as a new applicant.
 
 3      §   -11  Denial, revocation, or suspension of license.(a)
 
 4 The department shall deny, revoke, condition, or suspend a
 
 5 license granted pursuant to this chapter on the following
 
 6 grounds:
 
 7      (1)  Conviction by a court of competent jurisdiction of a
 
 8           crime that the department has determined by rules
 
 9           adopted pursuant to chapter 91 to be of such nature as
 
10           to render the person convicted unfit to practice
 
11           professional counseling;
 
12      (2)  Failure to report in writing to the director any
 
13           disciplinary decision related to the provision of
 
14           mental health services issued against the licensee or
 
15           the applicant in another jurisdiction within thirty
 
16           days of the disciplinary decision or within thirty days
 
17           of licensure;
 
18      (3)  Violation of recognized ethical standards for
 
19           professional counselors as set by each discipline's
 
20           association;
 
21      (4)  Fraud or misrepresentation in obtaining a license;
 
22      (5)  Revocation, suspension, or other disciplinary action by
 
23           another state or federal agency against a licensee or
 

 
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 1           applicant for any reason provided by this section; or
 
 2      (6)  Other just and sufficient cause which renders a person
 
 3           unfit to practice professional counseling.
 
 4      (b)  Any licensee who violates this section may also be
 
 5 fined not more than $1,000 per violation.
 
 6      §   -12  Practice of professional counseling.  The practice
 
 7 of professional counseling includes but is not limited to:
 
 8      (1)  Individual and group counseling;
 
 9      (2)  Assessment and appraisal of persons with mental and
 
10           emotional disorders using adjunctive resources and
 
11           consultations;
 
12      (3)  Planning, and treating and counseling persons with
 
13           mental, emotional, or physical disorders/disabilities
 
14           using adjunctive resources and consultants;
 
15      (4)  Crisis intervention;
 
16      (5)  Guidance and consulting to facilitate normal growth and
 
17           development, including educational and career
 
18           development;
 
19      (6)  Utilization of functional assessment and counseling for
 
20           persons requesting assistance in adjustment to a
 
21           disability;
 
22      (7)  Consulting;
 
23      (8)  Research; and
 

 
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 1      (9)  Referral.
 
 2      The use of specific methods, techniques, or modalities
 
 3 within the practice of professional counseling is restricted to
 
 4 professional counselors appropriately trained in the use of such
 
 5 methods, techniques, and modalities."
 
 6      SECTION 3.  There is appropriated out of the general
 
 7 revenues of the State of Hawaii the sum of $43,000, or so much
 
 8 thereof as may be necessary for fiscal year 2000-2001 to
 
 9 implement the professional counselor licensing program
 
10 established by this Act.
 
11      The sum shall be expended by the department of commerce and
 
12 consumer affairs for the purpose of this Act.  The director of
 
13 commerce and consumer affairs may appoint an administrative
 
14 assistant and secretary, without regard to chapters 76 and 77,
 
15 Hawaii Revised Statutes, to assist with the activities of the
 
16 counselors licensure program.
 
17      SECTION 4.  This Act shall take effect upon approval;
 
18 provided that section 2 shall take effect on July 1, 2001, and
 
19 section 3 shall take effect on July 1, 2000.