SB 1071 SD 1 HD 2

RELATING TO SECURITIES

By Senator(s) MIZUGUCHI (BR)

Companion Bill: HB 1019

Subjects: Governor

Keywords: BUSINESS ENTERPRISES, DEPT. OF COMMERCE AND CONSUMER AFFAIRS, SECURITIES, SMALL BUSINESS, TRADE REGULATIONS

Report Title: Securities; SCOR system

Description: Enables small businesses to obtain increased access to growth capital by allowing a new form of equity financing through the small corporate offering registration system. (SB1071 HD1)

 1-26-99        S Introduced and passed First Reading                      
 1-27-99        S Referred to 1. ECD 2. WAM                                
 1-28-99        S Bill scheduled to be heard by ECD on 02-01-99 at
                  1:30 p.m. in conference room 224
 2- 1-99        S The committee on ECD recommends that the measure be         
                  PASSED, UNAMENDED.
 2- 1-99        S The votes in ECD were as follows: 6 Ayes: Senator(s)        
                  Inouye, Buen, M. Ige, Kawamoto, Taniguchi, Slom;
                  Ayes with reservations: Senator(s) ; none Noes:
                  Senator(s) ; and none Excused: Senator(s)
 2- 4-99        S Reported from ECD (Stand. Com. Rep. No. 7) with
                  recommendation of passage on Second Reading and
                  referral to WAM
 2- 4-99        S Report adopted; Passed Second Reading and referred
                  to WAM.
 2-28-99        S Notice of public decision making by WAM on 03-02-99         
                  at 9:00 a.m. in conference room 211.
 3- 2-99        S The committee on WAM recommends that the measure be         
                  PASSED, WITH AMENDMENTS.
 3- 2-99        S The votes in WAM were as follows: 11 Ayes:
                  Senator(s) Fukunaga, Levin, Buen, Chun, Chun
                  Oakland, D. Ige, M. Ige, Iwase, Kawamoto, Tam; Ayes         
                  with reservations: Senator(s) Anderson; none Noes:
                  Senator(s) ; and 2 Excused: Senator(s) Nakata,
                  Taniguchi
 3- 5-99        S Reported from WAM (Stand. Com. Rep. No. 604) with
                  recommendation of passage on Third Reading, as
                  amended (SD 1)
 3- 5-99        S 48 hours notice 03-09-99                                 
 3- 9-99        S Report adopted; Passed Third Reading, as amended (SD        
                  1). Ayes, 25.  Noes, none.  Excused, none.
 3- 9-99        S Transmitted to House                                     
 3- 9-99        H Received from Senate (Sen. Com. No. 232)                 
 3-11-99        H Introduced and passed First Reading                      
 3-11-99        H Referred to the committees on 1. EDB 2. CPC ,
                  referral sheet 26
 3-12-99        H Bill scheduled to be heard by EDB on Monday,
                  03-15-99 at 8:30 A.M. in House conference room 325.
 3-15-99        H The committee on EDB recommends that the measure be         
                  PASSED, WITH AMENDMENTS.
 3-15-99        H The votes in EDB were as follows:11 Ayes: Rep.(s)
                  Herkes, Luke, Abinsay, Ahu Isa, Chang, Ito,
                  Kaho`ohalahala, Morihara, Suzuki, Rath, Whalen; Ayes        
                  with reservations: Rep.(s) ; none Noes: Rep.(s) ;
                  and 2 Excused: Rep.(s) Saiki, Halford
 3-17-99        H Reported from the committee on EDB (Stand. Com. Rep.        
                  No. 1134) as amended in (HD 1), recommending passage        
                  on Second Reading and referral to the committee on
                  CPC
 3-17-99        H Passed Second Reading as amended in (HD 1) and
                  referred to the committee on CPC with
                  Representative(s) none voting no and
                  Representative(s) Cachola, Chang, Garcia, Goodenow,         
                  Hamakawa, Kahikina, Kanoho, Menor, Moses, Okamura,
                  Pendleton, Saiki, Souki, Takai excused.
 3-25-99        H Bill scheduled to be heard by CPC on Wednesday,
                  03-31-99 at 2:00 P.M. in House conference room 325.
 3-31-99        H The committee on CPC recommends that the measure be         
                  PASSED, WITH AMENDMENTS.
 3-31-99        H The votes in CPC were as follows:11 Ayes: Rep.(s)
                  Menor, Lee, Cachola, Herkes, Hiraki, Kaho`ohalahala,        
                  Takumi, Halford, Rath, Thielen, Whalen; Ayes with
                  reservations: Rep.(s) ; none Noes: Rep.(s) ; and 4
                  Excused: Rep.(s) Chang, Garcia, Morita, Yoshinaga
 4- 8-99        H Reported from the committee on CPC (Stand. Com. Rep.        
                  No. 1670) as amended in (HD 2), recommending passage        
                  on Third Reading
 4- 8-99        H Forty-eight (48) hours notice 04-13-99                   
 4-13-99        H Passed Third Reading as amended in (HD 2)                
 4-13-99        H The vote was as follows:  45 aye(s), with none
                  voting no and Representative(s) Abinsay, Ahu Isa,
                  Cachola, Kahikina, Menor, Okamura excused
 4-13-99        H Transmitted to Senate                                    
 4-15-99        S Received from House (Hse. Com. No. 542)                  
 4-15-99        S Senate disagrees with House amendments.                  
 4-15-99        H Received notice of disagreement (Sen. Com. No. 742)      
 4-17-99        H House conferees appointed: Herkes, Menor, Ahu
                  Isa(Co-)Chairman; Chang, Lee, Rath
 4-19-99        S Received notice of appointment of House conferees
                  (Hse. Com. No. 619)
 4-19-99        H Re-referred to the committees on 1.EDB 2. CPC 3.FIN,        
                  referral sheet 48
 4-19-99        S Senate Conferees appointed: Inouye, Levin,
                  (Co-)Chair; Taniguchi, Slom
 4-19-99        H Received notice of Senate conferees (Sen. Com. No.
                  744)
 4-21-99        S Conference committee meeting scheduled on 04-23-99
                  at 8:30 a.m. in conference room 423.
 4-23-99        H Conference Committee Meeting will reconvene on
                  Monday, 04-26-99 at 8:30 A.M. in conference room
                  423.
 4-30-99        S Reconsideration of action taken on 04-15-99; agree
                  to House amendments
 4-30-99        S Deferred until 05-04-99                                  
 5- 4-99        S Passed Final Reading. Ayes, 25.  Noes, none (). 
                  Excused, none ().
 5- 5-99        H Received notice of Final Reading (Sen. Com. No. 792)     
 5- 5-99        H Received notice of reconsideration and Senate
                  agreement (Sen. Com. No. 793)
 5- 7-99        S Enrolled to Governor                                     
 7- 7-99        S Act 214, 07-02-99, (Gov. Msg. No. 390)                   
 7- 7-99        H Act 214, on 07-02-99 (Gov. Msg. No. 257)