CHAPTER 485

UNIFORM SECURITIES ACT (MODIFIED)

 

Section

    485-1 Definitions

    485-2 Commissioner of securities

    485-3 Assistants; compensation; quarters; reports

    485-4 Exempt securities

  485-4.5 Federal covered securities

    485-5 Exempted securities; local development company

    485-6 Exempt transactions

    485-7 Securities issued by residential cooperative

          corporations

    485-8 Registration of securities

    485-9 Registration by notification

   485-10 Registration by qualification; application to

          commissioner, etc.

   485-11 Repealed

 485-11.5 Request for private consultant

   485-12 Commissioner as agent to accept service; actions in

          what circuit; notice to issuer

   485-13 Revocation of registration of securities; suspension

          during investigation; hearing

   485-14 Registration of dealers, investment advisers,

          salespersons, and investment adviser representatives

 485-14.2 Withdrawal

 485-14.3 Notice filing requirements for federal covered

          advisers

 485-14.5 Variable annuities; exemption

   485-15 Denial, revocation, or suspension of dealers',

          investment advisers', salespersons', and investment

          adviser representatives' registration; suspension

          during investigation, etc.

 485-15.5 Suspension or denial of license for noncompliance with

          child support order

   485-16 Dealers' and investment advisers' records and reports;

          commissioner's powers

   485-17 Pleading, burden of proof, of exemption

   485-18 Escrow of certain securities

 485-18.7 Violation of chapter; cease and desist order

   485-19 Injunctions

   485-20 Remedies

 485-20.5 Civil penalty

   485-21 Criminal penalties

   485-22 Statutory or common-law remedies

   485-23 Appeals to circuit court, first circuit; time; bonds;

          costs; decree; further appeal

   485-24 Delivery of prospectus to purchaser

 485-24.5 Prospectus; small corporate offerings registration form

 485-24.6 General announcements of proposed offerings to

          accredited investors

   485-25 Fraudulent and other prohibited practices

 

Note

 

  Chapter repealed effective July 1, 2008.  L 2006, c 229, §§17, 20.

 

Cross References

 

  Uniform transfer-on-death security registration act, see chapter 539.

 

Attorney General Opinions

 

  This chapter, as it relates to commodity futures contracts, is preempted by the Federal Commodity Futures Trading Commission Act (7 U.S.C. §§1-24).  Att. Gen. Op. 79-7.

 

Law Journals and Reviews

 

  Hawaii's Response to Regulation D.  23 HBJ 1.

 

Case Notes

 

  When a defendant is charged with a criminal violation of Uniform Securities Act, §485-21 provides an essential element of the offense charged.  78 H. 373, 894 P.2d 70.