CHAPTER 485

UNIFORM SECURITIES ACT (MODIFIED)

Section

485-1 Definitions

485-2 Commissioner of securities

485-3 Assistants; compensation; quarters; reports

485-4 Exempt securities

485-4.5 Federal covered securities

485-5 Exempted securities; local development company

485-6 Exempt transactions

485-7 Securities issued by residential cooperative

corporations

485-8 Registration of securities

485-9 Registration by notification

485-10 Registration by qualification; application to

commissioner, etc.

485-11 Repealed

485-11.5 Request for private consultant

485-12 Commissioner as agent to accept service; actions in

what circuit; notice to issuer

485-13 Revocation of registration of securities; suspension

during investigation; hearing

485-14 Registration of dealers, investment advisers,

salespersons, and investment adviser representatives

485-14.2 Withdrawal

485-14.3 Notice filing requirements for federal covered

advisers

485-14.5 Variable annuities; exemption

485-15 Denial, revocation, or suspension of dealers',

investment advisers', salespersons', and investment

adviser representatives' registration; suspension

during investigation, etc.

485-15.5 Suspension or denial of license for noncompliance with

child support order

485-16 Dealers' and investment advisers' records and reports;

commissioner's powers

485-17 Pleading, burden of proof, of exemption

485-18 Escrow of certain securities

485-18.7 Violation of chapter; cease and desist order

485-19 Injunctions

485-20 Remedies

485-20.5 Civil penalty

485-21 Criminal penalties

485-22 Statutory or common-law remedies

485-23 Appeals to circuit court, first circuit; time; bonds;

costs; decree; further appeal

485-24 Delivery of prospectus to purchaser

485-24.5 Prospectus; small corporate offerings registration form

485-24.6 General announcements of proposed offerings to

accredited investors

485-25 Fraudulent and other prohibited practices

Cross References

Uniform transfer-on-death security registration act, see chapter 539.

Attorney General Opinions

This chapter, as it relates to commodity futures contracts, is preempted by the Federal Commodity Futures Trading Commission Act (7 U.S.C. §§1-24). Att. Gen. Op. 79-7.

Law Journals and Reviews

Hawaii's Response to Regulation D. 23 HBJ 1.

Case Notes

When a defendant is charged with a criminal violation of Uniform Securities Act, §485-21 provides an essential element of the offense charged. 78 H. 373, 894 P.2d 70.

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