CHAPTER 485
UNIFORM SECURITIES ACT (MODIFIED)
Section
485-1 Definitions
485-2 Commissioner of securities
485-3 Assistants; compensation; quarters; reports
485-4 Exempt securities
485-4.5 Federal covered securities
485-5 Exempted securities; local development company
485-6 Exempt transactions
485-7 Securities issued by residential cooperative
corporations
485-8 Registration of securities
485-9 Registration by notification
485-10 Registration by qualification; application to
commissioner, etc.
485-11 Repealed
485-11.5 Request for private consultant
485-12 Commissioner as agent to accept service; actions in
what circuit; notice to issuer
485-13 Revocation of registration of securities; suspension
during investigation; hearing
485-14 Registration of dealers, investment advisers,
salespersons, and investment adviser representatives
485-14.2 Withdrawal
485-14.3 Notice filing requirements for federal covered
advisers
485-14.5 Variable annuities; exemption
485-15 Denial, revocation, or suspension of dealers',
investment advisers', salespersons', and investment
adviser representatives' registration; suspension
during investigation, etc.
485-15.5 Suspension or denial of license for noncompliance with
child support order
485-16 Dealers' and investment advisers' records and reports;
commissioner's powers
485-17 Pleading, burden of proof, of exemption
485-18 Escrow of certain securities
485-18.7 Violation of chapter; cease and desist order
485-19 Injunctions
485-20 Remedies
485-20.5 Civil penalty
485-21 Criminal penalties
485-22 Statutory or common-law remedies
485-23 Appeals to circuit court, first circuit; time; bonds;
costs; decree; further appeal
485-24 Delivery of prospectus to purchaser
485-24.5 Prospectus; small corporate offerings registration form
485-24.6 General announcements of proposed offerings to
accredited investors
485-25 Fraudulent and other prohibited practices