CHAPTER 485

UNIFORM SECURITIES ACT (MODIFIED)

Section

485-1 Definitions

485-2 Commissioner of securities

485-3 Assistants; compensation; quarters; reports

485-4 Exempt securities

485-4.5 Federal covered securities

485-5 Exempted securities; local development company

485-6 Exempt transactions

485-7 Securities issued by residential cooperative

corporations

485-8 Registration of securities

485-9 Registration by notification

485-10 Registration by qualification; application to

commissioner, etc.

485-11 Repealed

485-11.5 Request for private consultant

485-12 Commissioner as agent to accept service; actions in

what circuit; notice to issuer

485-13 Revocation of registration of securities; suspension

during investigation; hearing

485-14 Registration of dealers, investment advisers,

salespersons, and investment adviser representatives

485-14.2 Withdrawal

485-14.3 Notice filing requirements for federal covered

advisers

485-14.5 Variable annuities; exemption

485-15 Denial, revocation, or suspension of dealers',

investment advisers', salespersons', and investment

adviser representatives' registration; suspension

during investigation, etc.

485-15.5 Suspension or denial of license for noncompliance with

child support order

485-16 Dealers' and investment advisers' records and reports;

commissioner's powers

485-17 Pleading, burden of proof, of exemption

485-18 Escrow of certain securities

485-18.7 Violation of chapter; cease and desist order

485-19 Injunctions

485-20 Remedies

485-20.5 Civil penalty

485-21 Criminal penalties

485-22 Statutory or common-law remedies

485-23 Appeals to circuit court, first circuit; time; bonds;

costs; decree; further appeal

485-24 Delivery of prospectus to purchaser

485-24.5 Prospectus; small corporate offerings registration form

485-24.6 General announcements of proposed offerings to

accredited investors

485-25 Fraudulent and other prohibited practices

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